Copyright 2007 Quadrus Investment Services Ltd.
ComplianceQuadrus has a well-established compliance team that works with you, not against you. It respects your independence and unique business structure.
Compliance demonstrates professionalism. It is in everyone’s best interests – protection for clients, investment representatives, the dealership and our affiliates.
Strong, experienced teamOur structure is strong, and includes:
- Chief compliance officer
- National compliance officer
- Head office compliance team of specialists
- Network of provincial compliance officers
- Branch managers
- Branch compliance analysts
- Internal audit team